Balkinization  

Friday, May 29, 2015

The New York Times Demolishes The King v. Burwell Plaintiffs’ Case

Guest Blogger

Simon Lazarus

In Tuesday’s New York Times, Robert Pear reported that, according to interviews with “over two dozen” Republican and Democratic senators and staff from the 111th Congress that enacted the Affordable Car Act, everyone involved in that process, on both sides of the aisle, understood the legislation to prescribe tax credits and subsidies to needy purchasers of insurance on all state-level exchange market-places, whether such exchanges are operated by the state or federal governments.  Pear’s piece has provoked an ongoing avalanche of fervid reactions from both friends and foes of the King v. Burwell lawsuit, now pending before the Supreme Court.  The lawsuit argues that ACA must be interpreted to provide tax credits and subsidies only to health insurance purchasers in (the 13) exchanges set up and run by state governments on their own behalf.  That interpretation would price health insurance out of reach of nearly 90% of the 13.5 million individuals buying insurance on exchanges in the 34 states which have elected to have the federal Department of Health & Human Services operate them, rendering those exchanges effectively inoperable.  Each side’s advocates insist that Pear’s findings offer new support for their view of the case, or attempt to minimize apparent damage.

Certainly, the main thrust of Pear’s story favors the Obama Administration, which interprets the law to prescribe tax credits nationwide, on exchanges in all states.  Uniformly, his sources, all named and for the most part directly quoted on the record, reinforce the overwhelming evidence adduced by the Department of Justice and supporting amicus curiae (friend of the court) briefs, that ACA opponents are flat-out dead wrong in claiming that Congress “consciously and purposefully” intended tax credits to be available only on state-run exchanges. Pear recounts, for example, that a staffer for Republican Senator Michael Enzi of Wyoming, a senior member of both Senate committees responsible for the ACA, does not accept the King v. Burwell ACA challengers’ argument, because it is “so contrary to the intent” of the ACA’s drafters. .  “Why,” he quotes former Maine Republican Senator and senior Finance Committee member Olympia Snowe, “would we have wanted to deny people subsidies?  It was not their fault if their state did not set up an exchange.”

These unequivocal statements about the law’s meaning and purpose demolish the challengers’ case.  This is because, at all points, they have considered it critical, in order to give coherence to their poison pill textual interpretation, to show that the ACA’s sponsors deliberately made the credits contingent on states opting to establish their own exchanges -- “as an inducement to states to set up exchanges.”  When categorically rejected by Republicans who voted against the ACA, the challengers’ “conscious and purposeful” line becomes an utterly untenable howler.

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Wednesday, May 27, 2015

An "indefensible tension" in Evenwel?: Does the Constitution prohibit for state districts the "one person/one vote" formula that the Constitution requires for federal districts?

Marty Lederman

Following up on the recent posts by Joey Fishkin and David Gans on the Evenwel case that the Court has decided to hear, I thought it might be worth posting the argument made by the United States the last time this issue reached the Court, in the government's brief in opposition to certiorari in County of Los Angeles v. Garza, No. 90-849.  The Solicitor General and Deputy Solicitor General who signed the brief were, respectively, Ken Starr and John Roberts.  (Of course I am not suggesting the Chief Justice is or ought to be bound by what he argued as counsel for the government a quarter-century ago; I merely think that the substance of his argument in Garza was, and remains, quite compelling.)

Note, in particular, the final paragraph:
An unbroken line of cases from Reynolds v. Sims to Board of Estimate v. Morris, 109 S. Ct. 1433, 1437 (1989), establishes a "general rule of population equality between electoral districts."  With similar consistency, these cases recognize that, in applying this rule, "more flexibility may * * * be constitutionally permissible with respect to state legislative apportionment than in congressional districting."  Gaffney, 412 U.S. at 743-744.  Accord Mahan v. Howell, 410 U.S. 315 (1973). . . .    
The rule of population equality "is a principle designed to prevent debasement of voting power and diminution of access to elected representatives." Kirkpatrick v. Preisler, 394 U.S. 526, 531 (1969).  Population equality will not always accommodate the twin goals of equality of representation and equality of voting power in precisely equal measure, because the population of a district changes, the figures on which apportionment is based are inherently imprecise, and the inhabitants of a district who at the time of apportionment may not be citizens or eligible to vote may become eligible voters before reapportionment occurs.  Gaffney, 412 U.S. at 744-746 & 745 n.10.  That is the reason for the second principle, which recognizes that "(m)athematical exactness or precision is hardly a workable constitutional requirement." Reynolds, 377 U.S. at 577 (quoted in Gaffney, 412 U.S. at 743). 
This Court has explicitly recognized on two occasions that a population basis for districts does not precisely equalize voting power.  In Gaffney, the Court observed that even though decennial apportionments are based primarily on census figures, "(t)he proportion of the census population too young to vote or disqualified by alienage or nonresidence varies substantially among the States and among localities within the States." 412 U.S. at 746-747.  The Court noted that the 1970 Census, for example, showed that "New York has a 29% variation in age-eligible voters among its congressional districts, while California has a 25% and Illinois a 20% variation."  Id. at 747 n.13.  Notwithstanding this recognition, the Court did not even remotely intimate that the practice in these States of apportioning districts on the basis of population violated the Fourteenth Amendment, as petitioners now contend.  On the contrary, the Court cited the inherent imprecision in population-based apportionment as the reason why "(f)air and effective representation * * * does not depend soley on mathematical equality among district populations.  There are other relevant factors to be taken into account and other important interests that States may legitimately be mindful of." Id. at 748-749 (footnote omitted).* 
The Court applied the same common-sense approach in Burns v. Richardson, 384 U.S. 73 (1966). There, the State of Hawaii used registered voters as an apportionment base, producing a result that differed significantly from that which would have resulted from population-based apportionment.  Id. at 90.  The Court rejected plaintiffs' contention that the deviation from total population was inconsistent with Reynolds.  Indeed, this Court relied on Reynolds to hold that a state may legitimately choose any one of three apportionment bases -- eligible voters, citizen population, or total population.  Burns, 384 U.S. at 91.  The Court reasoned that for purposes of apportionment "(t)he decision to include or exclude (aliens, transients, short-term or temporary residents, or persons denied the vote for conviction of crime) involves choices about the nature of representation with which we have been shown no constitutionally founded reason to interfere." Id. at 92.** 
The remedy adopted by the courts below was based on California's choice to use population to apportion legislative districts.  Pet.  App. A20.***  The remedy was therefore fully faithful not only to the rule of population equality but also to this Court's teaching that courts generally must respect a State's legislative judgments regarding apportionment.  E.g., Wise v. Lipscomb, 437 U.S. 535, 540 (1978). 
Moreover, petitioners' position would create an indefensible tension between the rules governing congressional apportionment and those governing state legislative apportionment.  As the panel majority recognized (Pet. App. A19-A20), Wesberry v. Sanders, 376 U.S. 1 (1964), held that under Article I, Section 2, total population is the only appropriate apportionment base for congressional apportionment.  In petitioners' view, what is constitutionally required for apportionments for the House of Representatives is constitutionally forbidden in apportionments for state and local legislative bodies.  Petitioners have pointed to nothing that would sanction such a curious result.****
 _________________________
* Petitioners and the [Judge Kozinski] dissent from the panel opinion insist that the Fourteenth Amendment must be construed to confer primacy on either the principle of equal representation or that of equality in voting power.  Pet. 6-10;  Pet. App. A34.  On the contrary, Burns and Gaffney make clear that the State is free to strike a reasonable balance between these principles based on legislative judgments.  Those two decisions also make clear that, contrary to the petitioners' and the dissent's assertions, the Court has addressed the fact that the rule of population equality does not ensure precise equality of representation. 
** The Court has subsequently made clear that various state interests, including the desire to equalize voting strength, may justify small deviations from population equality.  Karcher v. Daggett, 462 U.S. 725, 740-741 (1983).  But, at the same time, Karcher reaffirmed that equal representation for equal numbers of people is still the basic constitutional imperative.  Id. at 730.  
* * * Most states, like California, require that legislative apportionment be based on population.  [Citing laws of 26 States.] 
* * * * The dissent mistakenly relies (Pet. App. A41 n.15) on the statement in Reynolds that arguments based on the "federal analogy" are "inapposite and irrelevant to state legislative redistricting schemes." 377 U.S. at 571-577.  Reynolds was referring to those parts of the federal plan that compromised the principle of equality to the principle of state sovereignty, i.e., the provisions that each State would have two Senators and at least one Representative.  In contrast, Reynolds found support for its decision in that part of Article I, Section 2 that provides for equal representation for equal numbers of persons.  The interpretation of that Clause is therefore highly relevant here.

Three Paths to Constitutionalism

Guest Blogger

Bruce Ackerman

I’ve just published a 5000 word sketch of my current book project that attempts a new framework for confronting the world-wide rise of constitutionalism during the twentieth century. Here’s a link to the article in the British Journal of Political Science: http://journals.cambridge.org/action/displayAbstract?fromPage=online&aid=9720021&fileId=S0007123415000150

Here’s the Abstract.

Three Paths to Constitutionalism – and the Crisis of the European Union

There are three paths to constitutionalism in the modern world. Under the first, revolutionary outsiders use the constitution to commit their new regime to the principles proclaimed during their previous struggle. India, South Africa, Italy and France have followed this path. Under the second, establishment insiders use the constitution to make strategic concessions to disrupt revolutionary movements before they can gain power. Britain provides paradigmatic examples. Under the third, ordinary citizens remain passive while political and social elites construct a new constitution. Spain, Japan and Germany provide variations on this theme. Different paths generate different legitimation problems, but the EU confronts a special difficulty. Since its members emerge out of three divergent pathways, they disagree about the nature of the union’s constitutional problem, not merely its solution. Thus the EU confronts a cultural, not merely an economic, crisis.

Dan Meltzer's Fed Courts

Deborah Pearlstein

Thanks to Marty for the lovely – and spot on – recollection of Harvard Law Professor Dan Meltzer, in the face of the terribly sad news of his death.  It was my great privilege to have met Dan Meltzer first as my teacher some years back, in his brilliant course on Federal Courts.  The course was for me the most challenging of law school, a first introduction to fundamental questions of the power of the federal courts, the role of habeas corpus, the nature of state sovereignty.  It was an intellectual feast, a treat apparent at the time. What I could not appreciate then was how invaluable Dan’s teaching would be in every professional experience I’ve had since – as a clerk reviewing habeas petitions, as a practicing attorney representing a client in litigation against the state, as a human rights lawyer assessing the scope of Congress’ ability to restrict the scope of judicial review in terrorism cases post-9/11, most recently as a law professor introducing my own students to first principles of federal power.  How many times since law school have I found myself asking, what has Dan Meltzer said about this?  It is only a small measure of his impact.  But having him as a teacher was an extraordinary gift, so insightful he was at marrying his work at the height of theory with the reality of law as lived. What a set of contributions he made.  What a loss for us all. 

A Major Test of Equal Representation For All

David Gans

We’re heading into the last month of the Supreme Court’s Term, the time of year when the Justices typically decide the most important and often closely-divided cases on their docket.  But the big news this week was not a decision in a pending case, it was the Court’s announcement that it will hear a major voting rights case next Term.  Adding Evenwel v. Abbott to their docket, the Justices agreed to decide whether the Constitution permits state governments to draw equally-populated districts to comply with the requirement of one person, one vote using total population figures, counting citizens and non-citizens alike.   Evenwel presents issues at the intersection of race, redistricting, and immigration, and the Court’s decision to hear it is a major development, teeing up what will likely be another huge Roberts Court decision on voting rights and equality.    

It’s been settled since the 1960s that the Fourteenth Amendment’s guarantee of equality requires states to draw district lines on the basis of population equality.   The question in Evenwel is what population matters for purposes of the one person, one vote rule.  The Supreme Court and every lower court to consider the issue to date has  held that states may consider total population.  Urging the Justices to remake the law in this area, plaintiffs in Evenwel, represented by the law firm of Wiley Rein, and backed by Edward Blum’s Project of Fair Representation, have urged the Court to hold that the Constitution requires state and local governments to draw districts based on voter population, not total population.  The plaintiffs argue that the districts drawn by the Texas Legislature are unconstitutional under the Court’s one person, one vote rule because the state counted all residents, citizens and non-citizens alike, in drawing equally-populous districts.  

Claiming that growing immigrant populations are undercutting the rights of voters, the plaintiffs in Evenwel argue that non-citizens must be excluded from the constitutional calculus.  If the Court agrees, it would be a radical change in the law that would turn on its head the basic ideal of representation for all persons at the very heart of our Constitution.  Blum, who backed Shelby County’s attack on the Voting Rights Act, is now trying to remake the concept of equal representation under the Constitution.     

The plaintiffs’ argument in Evenwel cannot be squared with the Constitution’s text and history, which repeatedly recognize that all persons – whether or not they are citizens or voters – are entitled to representation and must be counted in apportioning legislative representatives.  Both at the Founding and with the ratification of the Fourteenth Amendment, the American people wrote into the Constitution the fundamental principle of equal representation for all persons.  For good reason, no court in the history of American law has ever accepted the plaintiffs’ argument that states must draw district lines on the basis of the number of voters.   

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Of People, Trees, Acres, Dollars, and Voters

Joseph Fishkin

In 1964, in Reynolds v. Sims, the Court built a formidable doctrinal machine for attacking a then-widespread form of injustice: the extreme malapportionment of legislative bodies across the nation, which systematically favored rural areas over urban ones.  Adults over a certain age will remember when this machine was known as “one-man-one-vote” (interesting and a real sign of the times: women had had the vote for over 40 years, but the women's movement was still in the future).  Anyway, today it’s known as one-person-one-vote.  And it has been unbelievably successful.  It is one of the Court’s most celebrated lines of cases and one that vindicated the Court in the eyes of much of the American public.  At the same time, the one-person-one-vote doctrine has always been, as we say in the trade, undertheorized.  That is the academic way of saying that the Court knows what it’s doing, but isn’t really able to explain why it’s doing it.

It turns out that there is a key ambiguity lurking in one-person-one-vote: are the districts supposed to contain equal numbers of people, or equal numbers of voters?  Every state in the nation currently says, people.  Each representative has the same number of constituents as any other.  No constituent counts less than any other, even if that constituent is a child or an immigrant.  But that means that some districts—urban, young, lots of immigrants—have fewer voters than other districts, that are older, whiter, more rural, and more exclusively native-born.  Thus, some conservative legal entrepreneurs have long been itching to challenge the way the business of redistricting gets done across the U.S.  If only they could somehow force a switch from equal total population to equal numbers of some smaller and more exclusive number—actual voters, registered voters, eligible voters, citizen voting age population (CVAP), CVAP adjusted to exclude disenfranchised felons, etc. etc. (they actually can’t seem to pick just one but you get the general idea)—then we’d see a major power shift.  It would be a power shift almost perfectly calibrated to benefit the Republican party.  The losers would be urban areas with lots of children and lots of racially diverse immigrants.  The winners would be older, whiter, more suburban and rural areas.  It would be a power shift on a scale American redistricting law has not seen since the 1960s: while not nearly as dramatic as the original reapportionment revolution, it would require every map in every state to be redrawn, with the same general pattern of winners and losers.

This sounds like a Republican pipe dream, and that’s largely how many election law experts viewed it.  Until this morning, when the Supreme Court “noted probable jurisdiction” (i.e. set for oral argument, like a cert grant) a long-shot case initiated by conservative impact-litigation impresario Ed Blum.  The case, Evenwel v. Abbott, alleges that Texas unconstitutionally diluted the weight of the votes of some of the folks in a whiter, older, less-immigrant-heavy district by giving them only one representative, whereas the district next door, with equal total population but far fewer voters, also gets one representative.  Focusing on the abstract idea of an individual’s voting power or the weight of her vote, the plaintiffs see “dilution” because there will be more voters voting in their district than in the other one, so each individual voter will have proportionately less clout.  For the reasons I explain in more detail in this essay in the Yale Law Journal, I’m highly skeptical that this notion of an individual voter’s power or weight can bear the weight of this claim.  This notion of the power or weight of one vote, on close examination, turns out to be surprisingly inchoate and weak.  (And in practical terms, the simplest way to raise or lower the “weight” of a vote is just to raise or lower turnout: the more other people vote, the less power each vote has.  But not even Ed Blum wants to redistrict based on actual voter turnout.)

So what is really driving the one-person-one-vote cases?  You see a hint of the answer in the most famous line (and rightly so) in Chief Justice Earl Warren’s opinion in Reynolds v. Sims: “Legislators represent people, not trees or acres.”  That sentence gets to the heart of the matter.  So does another, more rarely quoted, that follows in the same paragraph. Just as it would be unconstitutional to give some people five or ten votes and others only one, it is unconstitutional to “give the same number of representatives to unequal numbers of constituents.”  This is the normative engine that drives Reynolds v. Sims.  The injustice that drives the case, and led to one-person-one-vote litigation in the first place, was the sense that rural areas had locked in lots of extra representation, and indeed had locked up the entire political systems of their states, while in the cities, a comparatively small number of representatives struggled to serve and represent the interests of vastly more constituents.

But: who counts as a constituent?  That’s the question, long latent, that the Court has decided to decide in Evenwel.   Essentially, the plaintiffs’ claim is that only eligible voters really count as constituents—and that the Fourteenth Amendment therefore requires all jurisdictions to draw lines that ignore human beings other than eligible voters.  But wait, an astute reader of the Constitution might ask at this point, isn’t there something in the Fourteenth Amendment itself about this?  Doesn’t it say, “Representatives shall be apportioned among the several states according to their respective numbers, counting the whole number of persons in each state, excluding Indians not taxed”?

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Tuesday, May 26, 2015

Dan Meltzer [updated with further tributes from his colleagues]

Marty Lederman

I am deeply saddened to report that Professor Dan Meltzer died Sunday evening.  With her permission, I'd like to share what Harvard Law School Dean Martha Minow wrote to the HLS faculty:
Colleagues, it is with profound sadness that I write to let you know that Dan Meltzer, our beloved friend, teacher, and colleague, has passed away.  No one has better exemplified the highest qualities of judgment, rigorous analysis, devotion to public service, and sheer kindness.  What a privilege it was to know Dan and to work alongside him!  Faculty and staff, deans and students, Presidents and other public leaders sought out Dan for his exceptional counsel and wisdom.  He made the world better in countless ways.  As a teacher and mentor to hundreds of students; as a trusted and thoughtful academic colleague; as an outstanding legal scholar and collaborator; and as a distinguished lawyer in public service and private practice, he demonstrated what it is to act with integrity, to reason with clarity, and to greet all with kindness.  With his remarkable wife Ellen and sons Joshua and Jonathan by his side, Dan battled his cancer with grace and courage and remained optimistic throughout, leaving us all with a model for how to bring our best selves to every day.  The absence of this great man, true mensch, and exceptional friend will be felt deeply and widely throughout our community, our School, our profession, and our nation.
Having had the great privilege to have worked with, and learned from, Dan, I can attest that what Dean Minow writes is not in the least bit hyperbolic:  every word is true.  As Dan's good friend and colleague, Solicitor General Don Verrilli, remarked when Dan took leave from his position as Deputy Counsel to the President to return to Cambridge five years ago, Dan possessed a rare “combination of intellectual brilliance, practical judgment, humility and decency.”

[UPDATE:  Jack Goldsmith offers a very moving and apt tribute over at Lawfare, in which he writes, among other things, that Dan "was immensely valued at the Harvard Law School, and in the Obama administration, and among friends, for the wisdom and good judgment that he brought to hard decisions in law and life.  Dan possessed the elusive ability to see a problem in the round, to dig very deep into the details, to appreciate in a detached manner the consequences of various proposed solutions to the problem, and to ensure that the course of action chosen (or recommended) always adhered to the higher principles that governed the issue."  Just so.]

[UPDATE:  The tribute posted on the Harvard Law School site includes the following remarks, fully consonant with those offered by Martha and Jack above, and reflecting just how rare and special a man Dan Meltzer was:

From his frequent collaborator Dick Fallon:
[Dan was]the wisest, kindest man I knew.  His superb judgment made him a font of wisdom in matters large and small, professional and personal.  Dan was the best professional colleague I could imagine: he challenged me and made me a better scholar.  He was also a marvelous husband and father.  He loved richly and was richly loved in return.  His loss leaves me saddened beyond words.
From his longtime friend and colleague Vicki Jackson:
Dan combined brilliance of mind and clarity of thinking with superb judgment, about law and about life.  This does not fully capture why so many of his friends (my husband and myself included) loved him.  Dan’s modesty and humor, his uncountable acts of thoughtfulness, his enormous love for and enjoyment of his family, and his great capacity for friendships, will be so missed.
And Dan himself, reflecting upon his service in government and, in particular, on his relationship with those of us in the Department of Justice, with whom he worked closely every day:
I never got to the point where it didn’t feel a little bit special to be walking into the West Wing every morning.  Among the things of which I am proud is the relationship that our office established with the Department of Justice, in which we sought to respect the department’s independence and our shared commitment to compliance with the law while also striving to ensure that the president’s views and concerns were given appropriate consideration when the administration was formulating its legal positions.]
[Further UPDATE:  From Matt Olsen, who worked very closely with Dan and the rest of us on national security matters in 2009-2010:
Dan tackled head-on some of the most difficult and consequential legal and policy national security issues facing the new Obama administration. He was the point person in the White House on Guantanamo detainees; on the scope of detention authority; on the interrogation and prosecution of suspected terrorists; and on surveillance issues. Dan approached these questions with a combination of common sense practicality and scholarly rigor and imagination. He was inquisitive and inclusive in considering the views of others. And he always seemed to home in on the crux of a matter, finding new ways to think about and resolve a problem. When we worked together on the review of detainees at Guantanamo, Dan brought a thoughtful and fresh perspective to the issues, applying both his law professor approach and his wise and practical judgment. Beyond this, he was unfailingly kind. Dan was the smartest guy in the room, but never made you feel like he knew it.  As a national security lawyer, Dan is a model for all of us, though it is hard to imagine anyone in the field matching Dan’s intellect, dedication, and integrity. As a person, Dan will be remembered for his humility, generosity and grace.]
I cannot help but add a final note--a relatively trivial matter, to be sure, on such a solemn occasion; but this is, after all, a blog devoted to matters of constitutional law and governance, and so it should not go unmentioned that Dan has, of course, had a deep and lasting influence on the way we think about, and understand, such questions.  He was, as my colleague Larry Solum notes, "a meticulously careful and reflective scholar."  It is fitting, then--inevitable, perhaps--that Justice Sotomayor cited Dan in her opinion for the Court this morning in Wellness Int'l Network v. Sharif, adopting a distinctly Meltzerian, functionalist reading of Article III.  I'd like to think of this as a little nod to--or from--heaven; but the truth is that it would be difficult or foolhardy to write a federal courts opinion without relying, implicitly or expressly, on Dan's impeccable and illuminating body of work.  (The Court has cited him almost 50 times.)

May the memory of this wise and humble and righteous man be a blessing.

Sunday, May 24, 2015

Maybe Freddie Gray Should Have Made Equality Arguments

Mark Graber

Many friends are excited about Jill Lepore’s recent essay in The New Yorker, “To Have and To Hold: Reproduction, Marriage, and the Constitution.”  One reason is that Lepore gives a shout out to many friends.  Always nice.  The second reason is that Lepore passionately asserts the claim that the lawyers arguing cases raising claims about rights to reproduction, sexuality and marriage should have placed more emphasis on equality than privacy.  She writes:

There is a lesson in the past fifty years of litigation.  When the fight for equal rights for women narrowed to a fight for reproductive rights, defended on the ground of privacy, it weakened.  But when the fight for gay rights became a fight for same-sex marriage, asserted on the ground of equality, it got stronger and stronger.

Maybe Freddie Gray and the residents of West Baltimore should have tried making equality arguments instead of whatever arguments they were making.  If equality works so well for women, gays and lesbians, then imagine how well equality ought to work for persons of color, who were, after all, the primary concern of the persons responsible for the equal protection clause.   But, of course, the residents of West Baltimore, Ferguson and similar abodes have been making equality arguments for decades and losing.  Rumors have it that the folks at Jeopardy rejected “The last year the Supreme Court supported an equal protection claim made by an African-American” as too difficult.  White Americans, by comparison, have been doing quite well when making equality claims in the Supreme Court for the past quarter-century.  A fair case can be made that repealing the equal protection clause while the Roberts Courts sits may in the long run produce more benefits for racial equality than allowing equal protection claims to come before that tribunal.

Equality has not faired well in the Supreme Court, at least from a progressive perspective, on numerous matters.  The Supreme Court regularly rejects equality claims in campaign finance cases.  The individual right of billionaires to buy elections trumps the equality rights of ordinary citizens to have elections turn more on public support than private funding.  Ever since Rodriguez v. San Antonio School District (1973), the Supreme Court has not looked favorably on the equality claims of inner-city school children.  The Supreme Court’s decision in Shelby County v. Holder (2013) preferred the equality claims of states to the equal rights of human beings.   In fact, outside of reproduction, sexuality and marriage, liberals have not been doing very well in the Supreme Court for a very long time, no matter what they argue.  One might think that the very conservative Supreme Court’s refusal to overrule Roe and recognize a right to homosexual sodomy in Lawrence v. Texas (2003) suggests the remarkable capacity of privacy arguments to appeal to at least moderate conservatives.  Better yet, we might wonder why equality arguments are apparently more convincing when made by proponents of same-sex marriage than when made by the persons of color who reside in West Baltimore.

Here is a guess, fit for a blog post.  Howard Gillman has noted the traditional American understanding that legislative distinctions pass constitutional muster only if they are based on real differences between people and serve the public interest.  When the Supreme Court rejected a constitutional right to gay sex in Bowers v. Hardwick (1986), the justices believed real differences existed between heterosexuals and homosexuals.  Even justices in the dissent made private derogatory references to gays and lesbians.  A major cultural shift has taken place over the last thirty years.  Consider the media portrayal of James Obergefell, the plaintiff in the case presently before the Supreme Court.  “There but for the grace of God go I” is the dominant theme of Obergefell and his partner John Arthur, who recently died of ALS.  Obergefell is one of us.  He could be a neighbor, a co-worker, a friend.  Once we acknowledge that Obergefell is one of us, the conclusion follows naturally that people just like us get the same rights that we enjoy.  In short, the recent success of the movement for same-sex marriage has everything to do with culture and little do do with legal arguments.  Once a cultural shift in the United States occurred such that gays and lesbians were perceived as just like us, the equality argument was bound to succeed, not because equality arguments are particularly powerful, but because the cultural prerequisites for the equality argument were in place.

Freddie Gray is not just like us.  We can imagine having a family member taken away from us by illness (and almost certainly have neighbors, co-workers and friends who have experienced that horror), but we do not run from police officers.  Our neighbors, co-workers and friends do not run from police officers.  We cannot imagine Freddie Gray as a neighbor, co-worker or friend.  He is different from us and, as traditional equal protection doctrine prescribes, people who are different from us may be treated differently.  Of course, Freddie  Gray and the residents of West Baltimore may have rights.  Rights are for people who are different from us.  Jews think Christians should have the right to worship not because we all worship the same god, but because people should have the right to worship differently.  Equality, by comparison, is for James Obergefell because what he wants, we have come to believe, is exactly what we want.

My hunch is that the Supreme Court will support James Obergefell (not exactly a surprise), equality rights will play a major role in the opinion (here is hoping for a deserved shout out to Andy Koppelman) and that there will be fewer dissenting votes than many anticipate.  Chief Justice Roberts is very sensitive to his role in history and knows well that history is on the side of same-sex marriage.  Preventing same-sex marriage is not what this court is about.  Preventing government from addressing substantial race and class inequalities is far closer to the Republican constitutional heart.  And by supporting the equality claims of James Obergefell and other people just like us, the Roberts Court will gain more political capital to sometimes ignore and often place obstacles in front of the equality pleas of Freddie Gray and other persons not just like us.

Friday, May 22, 2015

"The Two Cultures" Lives on in Law School

Mark Tushnet

Last week I finished reading a really interesting book by Cedric Villani, who won the Fields Prize in mathematics (the discipline's equivalent of the Nobel Prizes), for his work on (bear with me on this) Landau damping and the Boltzmann equation. Birth of a Theorem describes how Villani and his collaborator came up with the proof. It's quite unforgiving on the mathematics, which I found unintelligible (it turns out that Villani intended the mathematics to be unintelligible), but really informative about the phenomenology of mathematical creativity -- and perhaps about creativity in general.

My take on Villani's account is this: He was thinking about the problem pretty much all the time, though not always in a focused way. And, though the problem was "modular," in that it had quite a few almost-independent moving parts, he didn't approach its solution in a linear way. That is, he didn't work on the first step until he got the solution and then move on to the second and then the third steps. Instead, he moved among the different "sections" of the proof seemingly randomly (although he doesn't quite say this, he was able to work on Step Seven by assuming for the moment that they'd figured out Steps One through Six). Workshops turn out to be a good incentive for creativity -- but seemingly only if at least some of the people in the audience are (almost) as knowledgeable as the presenter. There's a lot of other stuff that resonated with me, such as the fact that he likes to work with popular (French) music in the background, such as this by Catherine Riberio. (Here's a lecture by Villani describing the creative process.)

I thought the book was a fascinating description of creativity, and mentioned it at the faculty lunch table. But, when I responded to a question about what Villani had created, the answer -- "a proof about Landau damping" -- brought the conversation to a stop, and not merely (I think) because I couldn't explain what Landau damping was. (After all, I referred to the book as about creativity, not about Landau damping.)

A day or two later, I went to a program on Handel's music as illuminated by his circle of friends in London. Ellen Harris, the author of a book on that topic, gave a talk that I found interesting mostly because of her description of the archival detective work she had to do to trace the friendship circle. The talk was followed by a performance of excerpts from some of Handel's operas (which I found less interesting). I'm quite confident that, had I introduced the topic of the program into the lunchtime conversation, my colleagues would have gone along -- even though, at some level, the Handel program was also about creativity.

Two generations ago the novelist and physicist C.P. Snow wrote about the two cultures, of the humanities and the sciences. Apparently the two cultures persist, at least at Harvard Law School. I suppose you can get some interest in cutting-edge applied sciences like neuroscience and robotics (the latter of which is basically engineering, I think), but basic science is a black hole, so to speak -- an occasional source of metaphors like that one, but not something of real intellectual interest. I have a cynical hunch about why the divide persists: Basic science and mathematics are about about the real truths about the universe, whereas law -- isn't.

But, I did end my first-year course this year with a short description of Yitang Zhang (and a picture of Odell Beckham, Jr.). The lesson -- Do Good Work.

Ridiculous Political Reporting on Legal Issues

Mark Tushnet

Politico had a story yesterday about assistance Elizabeth Warren gave the United States in its appearance before a NAFTA arbitration tribunal in the Loewen Group case. The sting of the story appears to be that Senator Warren is some sort of hypocrite for opposing the TransPacific Partnership agreement because it contains an Investor State Dispute Settlement process just like the NAFTA one, in which she participated. (Although perhaps the sting of the story is that then-Professor Warren was paid a fair amount -- "up to $90,000" [what, they couldn't find the actual number?] -- for what she did. That comes to between $200 and $400 an hour. In 1999-2000, when the events occurred, $200 per hour would have been at the low end of an academic lawyer's hourly rate, $400 in the middle of the range.)

The "money quote" in the story seems to me to be this: "She ... did not appear to have any qualms about participating in this process that she now finds appalling." What the story doesn't make clear is that Warren provided an expert opinion whose point was to make it more difficult for the Loewen Group -- and others in similar cases -- to displace the US courts in determining who should win trade disputes. And that's consistent with the position she's now taking -- that the TPP's arbitration mechanism will take trade disputes out of the US courts and put them in the hands of an arbitration panel.

It seems to me that a decent analogy is this: During the 1930s some Southern courts had an appalling practice of "lynch law" -- truncated, blatantly unfair trials of African American charged with crime. A forensic specialist who has previously denounced lynch law provides expert testimony that the defendant's fingerprints don't match those found at the crime scene. I don't think that the expert would have had, or should have had, "any qualms about participating" in a process the expert "finds appalling."

I confess to finding political reporting about legal issues generally appalling. For example, after reading quite a few stories about Hillary Clinton's e-mails, I still don't have a clear idea -- from the stories -- of what the actual legal requirements were at the time she maintained two e-mail accounts, except that it doesn't seem to be the case that any law or regulation actually required that she use only an official account for official e-mail (there seem to have been "good practice" recommendations that didn't carry the force of law -- but frankly, I can't tell what the state of the law actually was).

Now, for those who want even more detail:

The Loewen Group case is a complicated one. The Loewen Group, a Canadian firm, complained that a jury in Mississippi, influenced by a trial lawyer's nativist attacks on foreign-owned companies, said that it had to pay a huge amount in punitive damages ($400 million dollars in punitive damages compared to $100 million in actual damages). Mississippi law required losing parties to post appeal bonds of 125% of the amount. Loewen Group unsuccessfully tried to get the Mississippi courts to stay the appeal bond requirement -- that is, to say that it could proceed with an appeal without posting the bond. They refused to do so.

At that point a standard requirement in international arbitration proceedings kicked in. Before invoking arbitration, you typically have to do what you can to get relief from the domestic -- here, the United States -- courts. The Loewen Group did go to the state courts, but was that enough? For example, could they have tried to get the US Supreme Court to stay the appeal bond?

The United States wanted to give the "domestic remedies" requirement an expansive reading. Its lawyers looked at the US bankruptcy law and saw that (generally speaking) filing for bankruptcy leads to an automatic stay of pending legal proceedings. So, if the Loewen Group's complaint was that it couldn't afford to post the bond, it had -- in the US government's view -- another domestic remedy to avoid the bond requirement: It could file for bankruptcy.

International arbitration panels treat domestic law as a matter of fact, meaning that the US government had to prove that filling for bankruptcy would lead to an automatic stay. The way you prove that is through testimony -- usually, an affidavit -- from an expert in the field. And that's where Professor Warren came in. She was retained to provide an expert opinion to the effect that yes, indeed, the Loewen Group would have gotten a stay of the bond requirement if it had filed for bankruptcy.

The point of all this detail is that Professor Warren's testimony was for the purpose of making it harder for a Canadian company to win in the arbitration proceeding. (And, indeed, the Loewen Group did lose on the ground [I'm condensing a lot of detail here, and my summary is quite rough] that it had not exhausted its domestic remedies -- though the panel didn't rely on the bankruptcy stay provision.) That's entirely consistent with Senator Warren's position that international arbitration isn't a good way, from the US point of view, for resolving trade disputes.

Tuesday, May 19, 2015

On Elephants

Mark Graber

Dear Dean ____:

I am writing to request that your reconsider your decision not to provide me with an elephant.

An elephant will impose limited costs on the law school faculty.  We can put the animal in Professor ___’s office.  No one will notice or notice the difference.

An elephant can be used to demonstrate our commitment to experiential learning and integration of different subject matters.  We can teach most of the law of torts by having students feed the elephant.  We can teach most of the law of contracts by having students make agreements about cleaning up after feeding the elephant.  Taking care of the elephant will introduce students to crucial elements of professional responsibility and other weighty matters (you knew that was coming).

An elephant can be used to demonstrate our commitment to real world legal experience.  Students who perform moot courts in front of the elephant will soon learn that they have as much chance of influencing the elephant on hot constitutional issues as they do of influencing Justices Antonin Scalia and Ruth Bader Ginsburg. 

An elephant can increase applications and enrollment.  Programs are hot, but no one advertises “Constitutional Law with an Elephant.”  Unlike originalism, history and the like, many law school applicants are actually interested in elephants.  Many will apply and matriculate simply because they are curious as to what is our constitutional law program with an elephant.  They will be thrilled when they discover that “Constitutional Law with an Elephant” requires no extra reading, although we will have to figure out how to work elephants into our final examination (dormant commerce clause is usually good for these sorts of things).

Most important, an elephant may improve our ranking in U.S. World News and Report (USNWR).  Most commentators on the USNWR law school rankings agree that the elephant-to-student/faculty ratio is just as good a measure of a law school as many measures that USWNR presently uses.  Given USNWR is already the elephant in the room (blame Elizabeth Beaumont of Minnesota for this one), including an elephant measure seems appropriate once there is actual variance among law schools.  Given we will be the only school with an elephant, I would expect to jump at least ten places, justifying a ten percent rise in tuition.  Of course, should that happen, our rivals will no doubt seek elephants of their own.  Nevertheless, given the centrality of branding to the mission of universities and law schools, we will forever be known as the first law school with an elephant.

                                                           

                                                                                                

The Jefferson Rule: An Interview with David Sehat

JB

The Jefferson Rule
 

I recently spoke with historian David Sehat about his new book, The Jefferson Rule: How the Founding Fathers Became Infallible and Our Politics Inflexible (Simon & Schuster 2015).

JB: Your last book was about religious freedom. Why did you decide to write a book about how the founders have been used (and misused) in American political rhetoric?

David Sehat: People in politics often refer to the Founders to justify their particular vision of religious freedom.  My first book called into question that impulse.  But as I finished that first book, the 2009 Tea Party began.  I found the historical malapropism and anachronism of the Tea Party pretty astonishing, but I knew enough to realize that what they were doing wasn't entirely new.  So I decided to write a book about how the rhetoric about the Founders began and to evaluate its consequences over time.

JB: You describe Jefferson as being the first President to really wrap himself in the founding, all the while changing its political meaning to suit his political program. He plays St. Paul to the founders' Jesus. He turns the principles of 1787 into the principles of 1798. One of the big themes of your book is that this general approach to the founders has had unfortunate consequences for American politics from Jefferson's day to the present. Why do you think that's so?

David Sehat: In battles with the other Founders, Jefferson constantly referred to "the true principles of the Revolution." He accused his opponents of "heresy" and "infidelity" in defense of what he called "the holy cause of freedom."  The result was a palpable distortion of American constitutional meaning, changing the consolidating moment of 1787 into the dangerous states rights principles of the 1798 Virginia and Kentucky Resolutions.  But even more broadly, Jefferson began an impulse, which continues to this day, to take normal political disagreement, policy disagreement, and to convert that disagreement into a dispute over first or fundamental principles.  The result is a kind of apocalyptic politics.  We can't just have a political disagreement based on differing values or differing policy estimations.  Our dispute is evidence that one of us is engaged in bad faith and betraying founding principles.  That kind of disagreement is harder to tolerate and tends to promote a no-holds barred kind of politics, rather than a politics of compromise, conciliation, and pragmatic action. 

Read more »

Monday, May 18, 2015

The Framework Model and Constitutional Interpretation

JB

I've posted a draft of my latest essay, The Framework Model and Constitutional Interpretation, on SSRN. This essay was written for Philosophical Foundations of Constitutional Law (Oxford University Press forthcoming 2016), a collection edited by David Dyzenhaus and Malcom Thorburn. In this essay I offer a theory of constitutions as frameworks for politics, generalizing from the theory of framework originalism described in Living Originalism.  Here is the abstract:

This essay explains the framework model of constitutions and its consequences for constitutional interpretation.

The framework model argues that a constitution is a basic framework for governance that enables future political development. As a framework, a constitution is always unfinished and must be filled out over time. Although the text of the constitution may not change without amendment, the constitution-in-practice is continually changing through constitutional construction—the building out of the constitutional system through doctrinal development, legislation, administration, institution-building, and the creation and elaboration of conventions.

In the framework model constituent power is not limited to special moments of official amendment or adoption of a constitution; it can be exercised through all of the modes and methods of politics and legal argument that result in constitutional constructions. In particular, social and political mobilizations may exercise constituent power to the extent that they influence constitutional constructions by the political branches or by the judiciary. For this reason, the framework model does not sharply distinguish between constitutional politics and ordinary politics. Constitutional construction is a dialectical process involving all branches of government as well as civil society, which together build out the constitution over time.

Judges must enforce the basic framework and they may not vary from it. Nevertheless, the constitutional framework is unfinished and inevitably requires further construction. The constitutional text, consisting of a combination of rules, standards, principles, and silences, creates an economy of delegation and constraint for the political branches and the judiciary. The basic framework will not be sufficient to decide many if not most constitutional controversies that arise over time. Hence good judging requires constitutional construction consistent with the terms of the basic framework. Because of the dialectical nature of constitutional construction, many paths of constitutional development are possible.

Consensus on a single correct interpretive methodology is not especially important in the framework model. Judges and lawyers will often disagree not only on the best interpretation, but also on the best interpretive methodology. And because, in an evolving state, judicial construction has a dialectical relationship to politics, the course of constitutional doctrine may have many complicated and path-dependent influences and effects. It will not correspond to any comprehensive theory of constitutional interpretation. Interpretive theory in and of itself may do relatively little to constrain judicial behavior. Nevertheless, judges are constrained; constraints come from social, cultural, political, and institutional features of the constitutional system.

At any point in time, some constitutional interpretations are simply not plausible. They are "off-the-wall." Nevertheless, the properties of being "off-the-wall" and "on-the-wall" are not permanently fixed. Constitutional common sense can be altered through sustained political and legal contestation. Mechanisms of social influence form important parts of a political system and help shape the constitution-in-practice over time. Shelley famously remarked that poets are the unacknowledged legislators of the world; he might have added that the members of society, in their various institutional configurations, are the unacknowledged interpreters of a constitution.


Friday, May 15, 2015

Fidelity and Change in Constitutional Interpretation

JB

Here's the video of a panel at Boston College's Clough Center on Fidelity and Change in Constitutional Interpretation, featuring Katharine Young (Boston College), Lawrence Solum (Georgetown) and myself, moderated by James Fleming (Boston University), and introduced by Richard Albert (Boston College).

The discussion ranges widely-- from the debate over originalism in American constitutional interpretation to the interpretation of the South African Constitution to the legacy of Ronald Dworkin. I begin (at 8:50) by making the provocative claim that the debate over originalism and living constitutionalism is over, that the two are the same, and that we are all living originalists now.


Sunday, May 10, 2015

Jeannette Rankin and the 1940 Election as a War Referendum

Mary L. Dudziak

I am exploring the history of efforts to amend the constitution to include a requirement for a popular vote before entering a foreign war in one of my chapters in my current book project. One of the arguments I'll make -- previewed this Tuesday at Stanford, where I'm giving the David M. Kennedy Lecture on the United States and the World -- is that sometimes elections have served as war referenda. Here's a snippet, featuring Congressmember Jeannette Rankin of Montana.

The most important moments of democratic engagement over the war powers [for WWI and II] were the elections preceding the war declarations. The elections of 1916 and 1940 were, in essence, referenda on war. Since 1914, there had been efforts to amend the constitution to enable some sort of popular participation in decisions to go to war. But an important moment for the public to register their sentiment was already there: the power to elect not only the Commander in Chief, but also the members of Congress who would vote for or against war.

Nothing more strongly illustrates this point than the success of a Republican candidate in the 1940 election. Wendell Wilkie, the Republican presidential candidate, was defeated by Franklin D. Roosevelt, of course. But the State of Montana would send back to the House that year a candidate who had first captured the nation’s attention when, in April of 1917, she cast the first vote ever by a woman in Congress, a vote against the declaration of war with Germany.

Jeannette Rankin had been a suffrage organizer before she ran for political office for the first time in 1916. Her platform included preparedness for coastal defenses, as a way to avoid war. It was her widely publicized vote against war that shaped the course of her political life in later years. Unable to hold her seat in 1918, Rankin would be out of office -- until 1940.

In the interim, she worked for pacifist organizations and lobbied for constitutional reform of the war powers, believing that the people’s voice must be heard through a referendum before the nation went to war. In 1940, she challenged a weak incumbent, running an anti-war campaign. “By voting for me,” she said in a campaign speech, “you can express your opposition to sending your son to foreign lands to fight in a foreign war.”[i] The people of her district could vote against war by voting for Jeannette Rankin.

Elected by a comfortable margin, she predicted that, unlike the flurry of attention she received in 1917, “no one will pay attention to me this time,” since it was no longer unusual for a woman to serve in Congress.[ii]

Once in office, Rankin offered an amendment to the Lend-Lease bill to require specific congressional approval for the president to send American troops abroad. Twice in the spring of 1941, she introduced a resolution condemning any effort “to send the armed forces of the United States to fight in any place outside the Western Hemisphere or insular possessions of the United States.” These efforts were unsuccessful.[iii]

In December 1941, Congressmember Rankin heard the news about Pearl Harbor on the radio. She was anguished as she made her way to the Capital on December 8. She listened along with her colleagues as Roosevelt spoke of “a date which will live in infamy,” and called for a declaration of war. The House and Senate then quickly took up the resolution that “the state of war between the United States and the Imperial Government of Japan which has been thrust upon the United States is hereby formally declared.”[iv] In the Senate, there was no debate, and a swift and unanimous vote.

In the House, a radio station, continuing to broadcast after the president’s speech, in violation of House rules, captured the scene. Because of Rankin’s role as a war dissenter, “all eyes were on her as majority leader John McCormack moved the question.” She “rose to object, but was quickly cut off.” Congressman Martin of Massachusetts held the floor, “yielding to isolationists ready to recant their isolationism.” Rankin again tried to speak, but Speaker Sam Rayburn ignored her. Spectators in the gallery called out for her to sit down. When word came through that the Senate had already voted, House members insisted on moving forward. “They’re calling to shut down any further debate,” the radio announcer said. “A most unusual procedure.”

Standing, her hand raised, Rankin tried once more, and attempted to raise a point of order. Rayburn slammed down the gavel and said, “The roll call cannot be interrupted.” The other 388 members of the House present that day voted yes. Rankin's no vote was met with a chorus of hisses and boos.[v]

Harsh words about “Japanese devils”[vi] could be heard that day, as could Representative Byron’s claim that she would be willing to sacrifice her sons for the war effort.[vii] The House violated its own rules in their effort to silence the one voice in their chamber wishing to question the rush to war.

It is easy for us to question Jeannette Rankin’s judgment, but she was fulfilling her campaign promise, she would later say, the pledge she had made to the mothers and fathers of Montana to keep their sons out of war. The vote came so quickly, as compared with World War I – at 1:10 pm Eastern time, less than 24 hours after the attack on Pearl Harbor. She thought that for something as momentous as war, they should wait until the facts were all in.[viii] There would be later occasions when Americans would wish that their members of Congress had taken the time to investigate. But on December 8, Rankin was widely vilified.

An avalanche of opprobrium fell down upon her immediately. She had to escape to a telephone booth, and a police officer helped her get safely back to her office.

Beneath a mountain hate mail, some, like Roger Baldwin, wrote to say that they admired her courage, and as the nation geared up for war, the writer Lillian Smith said: “that one little vote of yours stands out like a bright star in a dark night.”[ix]

I have more to say about how this fits into the politics of war, but this post is long enough! The short version is that the effort to silence Rankin shows that the events of Dec. 8 were better at mobilizing the country, and potentially at protecting seats in Congress for the former "isolationists", than as an example of interbranch deliberation and decision. The times of robust war politics were during the 1940 election campaign, and during the push and pull over neutrality legislation in the late 30s through 1941.


[i] Norma Smith, JR, 175-76. [Please excuse incomplete citations -- I thought they would be helpful nevertheless.]
[ii] Smith, JR, 177.
[iii] http://history.house.gov/People/Listing/R/RANKIN,-Jeannette-%28R000055%29/
[iv] Cong Rec 9520.
[v] http://history.house.gov/People/Listing/R/RANKIN,-Jeannette-%28R000055%29/
[vi] Walter Cronkite, NPR.
[vii] Cong Rec 9521.
[viii] Ted Carlton Harris, “Jeannette Rankin: Suffragist, First Woman Elected to Congress” (Ph.D. diss., University of Georgia, 1972), 295-96.
[ix] Lillian Smith to JR, December 13, 1941, quoted in Ted Carlton Harris, “Jeannette Rankin: Suffragist, First Woman Elected to Congress” (Ph.D. diss., University of Georgia, 1972), 297.

Thursday, May 07, 2015

What’s Really at Stake in NAM v. SEC

Guest Blogger

Sarah C. Haan

The D.C. Circuit is currently rehearing NAM v. SEC, the 2014 case in which it threw out part of the SEC’s Conflict Minerals Rule on First Amendment grounds.  The question posed by NAM v. SEC involves high stakes: Can the D.C. Circuit apply a commercial speech test to a securities disclosure rule? 
  
The Conflict Minerals Rule requires companies to disclose, in SEC filings and on their Internet websites, whether they have used certain “conflict minerals” from the Democratic Republic of the Congo.  In the 2014 case, the D.C. Circuit found that the Rule (and Section 1502 of the Dodd-Frank Act) violated the First Amendment “to the extent [they] require regulated entities to report to the [SEC] and to state on their website that any of their products have ‘not been found to be ‘DRC conflict free.’”
  
The opinion treated the securities regulation as commercial disclosure and declined to decide whether intermediate scrutiny or strict scrutiny applied, because this aspect of the disclosure could not satisfy the Central Hudson test. 
  
The Conflict Minerals Rule is paradigmatic securities regulation.  Congress located the statutory mandate for the Rule in the Securities Exchange Act of 1934, embedding it in the deepest bedrock of securities law.  It applies only to issuers subject to the regulatory authority of the SEC, the federal agency responsible for securities regulation, which promulgated the rule and enforces it.  To facilitate the disclosure, the SEC created a new securities disclosure form – Form SD, for “Specialized Disclosure” – that must be filed annually with the SEC.  In short, it is difficult to imagine what more Congress could have done to make the Rule bona fide securities disclosure. 
  
However, when the D.C. Circuit reviewed the Rule in NAM v. SEC, it refused to analyze it as securities regulation.  The majority opined that the Rule “is not employed to sell securities” and only once referenced investors as a possible audience for the disclosures.  Instead, the court characterized the Rule as commercial disclosure, i.e., disclosure to consumers.  “The label ‘conflict free’ is a metaphor,” the court wrote, “that conveys moral responsibility for the Congo war.  It requires an issuer to tell consumers that its products are ethically tainted.” 
 
But the D.C. Circuit’s assertion was flat-out wrong: the Rule doesn’t require issuers to make any disclosures to consumers.  Consumer disclosures take well-recognized forms: product labels, point-of-sale disclosures, and advertising disclaimers.  No such disclosures were required by the Rule.  If consumers want conflict minerals information about products, the best place to get it is the SEC’s EDGAR database – the only place where conflict minerals information is archived.  In this way, conflict minerals information is no different from garden-variety securities disclosure, like executive compensation data, that interests investors and non-investors.

Read more »

Wednesday, May 06, 2015

Solutions to Polarization

Nate Persily




Cambridge University Press has just released -- Solutions to Political Polarization in America -- a volume I edited that grew out of a Hewlett Foundation conference on the topic.  It features short essays with reform proposals from the top political scientists who study political polarization.  A table of contents appears below.



Introductory Chapters
1 Introduction  
Nathaniel Persily
2 Causes and Consequences of Polarization
Michael J. Barber and Nolan McCarty
3 Confronting Asymmetric Polarization
Jacob S. Hacker and Paul Pierson

Reforming the Electoral System
Polarization and Democratization
Arend Lijphart
5 Eroding the Electoral Foundations of Partisan Polarization
Gary C. Jacobson
6 Solutions to Polarization
Elaine C. Kamarck
7 Geography and Gridlock in the United States
Jonathan Rodden

Strengthening Parties
8 Stronger Parties as a Solution to Polarization
Nathaniel Persily
9 Reducing Polarization by Making Parties Stronger
Nolan McCarty
10 Focus on Political Fragmentation, Not Polarization: Re-Empower Party Leadership
Richard H. Pildes
11 Two Approaches to Lessening the Effects of Partisanship
Bruce Cain

Empowering and Informing Moderate Voters
12 Data Science for the People
Adam Bonica
13 Using Mobilization, Media, and Motivation to Curb Political Polarization
Markus Prior and Natalie Jomini Stroud

Lowering Barriers to Policy Making
14 Beyond Confrontation and Gridlock: Making Democracy Work for the American People
Alan I. Abramowitz
15 American Political Parties: Exceptional No More
David Karol
16 Partisan Polarization and the Senate Syndrome
Steven S. Smith
17 Finding the Center: Empowering the Latent Majority
Russell Muirhead
18 Making Deals in Congress
Sarah A. Binder and Frances E. Lee
19 Helping Congress Negotiate
Jane Mansbridge
20 Staying Private
George C. Edwards III

Tuesday, May 05, 2015

Conscience, Discrimination, and Marriage Equality: Are Analogies to 1964 -- and 1967 -- Inevitable?

Linda McClain

Here is a blog post that I contributed to a recent online symposium on "RFRA in Indiana and Beyond," at Cornerstone, the blog of the Religious Freedom Project at Georgetown University's Berkeley Center for Religion, Peace, and World Affairs. The symposium examined the recent controversy in Indiana over its Religious Freedom Restoration Act and subsequent "fix" or "clarification bill."  The symposium asked about whether religious freedom of small business owners should "protect them from having to act against their consciences" or whether such protections would open the door to "wide-ranging and unjust discrimination."  Other contributors include Steven D. Smith, Ira Lupu and Robert Tuttle, J. Stuart Adams and Robin Fretwell Wilson, and Ralph C. Hancock.  My post asks why the Civil Rights Act of 1964 and Loving v. Virginia (1967) are  such resonant historical reference points for so many people when considering these calls to protect religious conscience in the marketplace, including some Republican critics of the recent Indiana and Arkansas RFRAs (and the earlier Arizona law vetoed by Governor Brewer). At the same time, proponents of robust protection of religious conscience insist that the cases are wholly distinct:  today’s sincere religious believer who adheres to the one man-one woman definition of marriage has no resemblance whatsoever to an earlier era’s white supremacist or bigot who opposed integration in all spheres of life, particularly marriage. They also argue that changing civil marriage laws seriously threatens religious liberty and resist any comparison between a refusal to provide goods and services on the basis of race and present day refusal on the basis of belief in “traditional” marriage. I conclude that how one evaluates the “fix” of Indiana’s RFRA may hinge on how one views conscience and morality at work in the controversy.

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